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S&P Signals UK Rating Cut

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For Advisors and Wealth Managers, What Will the New Year Bring?

Is the global financial crisis behind us? Are high net worth individuals out of the woods, or do new risks lie ahead in 2013? What are advisors and wealth managers doing to increase profitability in...

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Alternative Investment Professionals: Get Ready for 2013

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Reconciliation and Data Management: What You Can Expect in 2013

What key trends do Advent clients and industry experts expect to see dominating the reconciliation and data management arena in 2013?read more...

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High-Frequency Trading: Friend or Foe?

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Research Management: Five Trends for the New Year

Feeling overwhelmed by investment information overload and the compliance risks it entails?read more...

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Toothless No More: SEC Takes a Bite out of Crime

Despite the recent turnover at the top of the SEC, the Commission continued forging ahead with enforcement actions targeting individual offenders. Fines levied against individuals—as opposed to...

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Are You Ready for the New GIPS Handbook?

If you’re like us, you probably have questions about the new GIPS Handbook. That’s why we’re excited about the Web Seminar that Ashland Partners held recently.read more...

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FINRA Throws in the Towel on RIA Oversight

In welcome news for advisors, who strongly opposed FINRA’s efforts to become their primary regulator, it seems unlikely that there will be an overhaul in the current regulation of RIAs through the...

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Mobile Technology: Staying Ahead of the Curve

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Social Media: Develop a Playbook for Success

The data has spoken: for advisors, social media’s potential value is enormous. Your clients are actively engaging in social channels, it’s time your business got in on the action. The benefits can...

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Billionaire Boys Club

Forbes has just named the 40 highest-earning hedge fund managers and traders of 2012.read more...

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FINRA Steps Up Policing of Advertising

On the heels of a record year for advertising-related violations and fines in 2011—45 cases totaling $21.1 million— FINRA seems determined to protect consumers from misleading or inaccurate...

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Plan Now, Play Later: Ensuring Your Firmâs Future

With the average advisor today in his mid-fifties, putting a succession plan in place is essential for the future of the firm. Nevertheless, Fidelity estimates 75% of advisors are without a succession...

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High Net Worth Individuals Flocking to Social Media

It seems high net worth individuals can’t get enough of social media in 2013. Forbes recently published highlights from a comprehensive study on social media, courtesy of Cogent Research and...

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Digital Natives: A New Market for Advisors Awaits

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Twitter Comes of Age

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Survey Says⦠The 2012 Asset Management Survey

The Advent Users Group recently released the 2012 Survey of the Asset Management Industry. Now in its sixth year, this comprehensive survey provides insights into operations and compensation best...

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Donât Get Caught Off Guard: Preparing for an SEC Exam

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Cyber Crime Wave: Financial Firms Targeted

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